First TrustDerivative IncomeFTKI · NYSE Arca

First Trust Small Cap BuyWrite Income ETF (FTKI)

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Price: $19.68; —12 Nov 2026
Assets: $25.4M; Total net assets
Expense ratio: 0.86%; Category 0.88%
Yield: 9.10%; Trailing distributions

1Y return: 15.7%+9.0%; Category 6.7%
3Y CAGR: —; Category 15.6%
5Y CAGR: —; Category 8.6%

$19.68—12 Nov 2026

Fund

Assets: $25.4M
Expense: 0.86%
Categ. exp: 0.88%
Yield: 9.10%

ReturnFundCateg.

1Y15.7%6.7%

3Y—15.6%

5Y—8.6%

Launch10.9%—

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First Trust Small Cap BuyWrite Income ETF

Calendar-year returns

Fund only: no comparison series covers this fund's history.

Risk statistics

Five years of daily closes. Risk-free rate 4% a year.

Standard deviation: —
Maximum drawdown: —
Sharpe ratio: —
Sortino ratio: —
Beta: —
Alpha: —
R²: —
Information ratio: —
Upside capture: —
Downside capture: —
Tracking error: —

Trailing returns compared with benchmark
Period	1M	3M	6M	YTD	1Y	3YCAGR	5YCAGR	10YCAGR	LaunchCAGR
ETF	+1.3%	-0.2%	+6.0%	+15.1%	+15.7%	—	—	—	+10.9%
Derivative Income average	-5.4%	-2.6%	-0.3%	7.7%	6.7%	15.6%	8.6%	8.3%	6.2%
Difference	+6.7%	+2.4%	+6.3%	+7.4%	+9.0%	—	—	—	+4.6%

Holdings

The 10 largest positions make up 17.7% of the fund.

Top holdings

Largest holdings by weight
Ticker	Holding	Weight
CRDO	Credo Technology Group Holding Ltd	2.10%
PATH	UiPath Inc Class A	2.04%
ANF	Abercrombie & Fitch Co Class A	1.91%
ETSY	Etsy Inc	1.86%
EHC	Encompass Health Corp	1.76%
STNG	Scorpio Tankers Inc	1.74%
CART	Maplebear Inc	1.63%
EQX.TO	Equinox Gold Corp Ordinary Shares Class A	1.61%
SSRM.TO	SSR Mining Inc	1.54%
FCFS	FirstCash Holdings Inc	1.53%

Portfolio valuation

Weighted averages of what the fund holds.

P/E: 14.6
P/B: 2.3
P/S: 1.7
P/CF: 9.6

Sector allocation

Share of the equity the fund holds.

Technology23.2%
Financial services18.0%
Health care14.6%
Consumer discretionary14.1%
Energy8.4%
Industrials6.7%
Materials6.2%
Real estate4.2%
Communication services1.9%
Consumer staples1.7%
Utilities1.0%

Asset mix

Stocks94.4%
Cash5.6%

ETF details

Issuer: First Trust
Category: Equity · Derivative Income
Ticker: FTKI
Exchange: NYSE Arca
Inception: 25 Feb 2025 (1.7 years)
Structure: Exchange Traded Fund
Expense ratio: 0.86% (category 0.88%)
Holdings turnover: 114% (category 68%)
Distribution yield: 9.10%
Beta, 3 years: 0.00
Total net assets: $25.4M

Prices and returns as of 12 Nov 2026; total return with distributions reinvested, before brokerage and taxes. Not investment advice.

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