First TrustSmall ValueFNK · Nasdaq

First Trust Mid Cap Value AlphaDEX Fund (FNK)

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Price: $64.10; —30 Oct 2026
Assets: $212.5M; Total net assets
Expense ratio: 0.74%; Category 1.09%
Yield: 1.66%; Trailing distributions

1Y return: 22.6%-0.8%; Category 23.4%
3Y CAGR: 17.1%-1.1%; Category 18.2%
5Y CAGR: 8.6%+0.9%; Category 7.7%

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First Trust Mid Cap Value AlphaDEX Fund

Calendar-year returns

Fund only: no comparison series covers this fund's history.

Risk statistics

Five years of daily closes. Risk-free rate 4% a year.

Standard deviation: —
Maximum drawdown: —
Sharpe ratio: —
Sortino ratio: —
Beta: —
Alpha: —
R²: —
Information ratio: —
Upside capture: —
Downside capture: —
Tracking error: —

Trailing returns compared with benchmark
Period	1M	3M	6M	YTD	1Y	3YCAGR	5YCAGR	10YCAGR	LaunchCAGR
ETF	+8.5%	+1.6%	+8.1%	+16.5%	+22.6%	+17.1%	+8.6%	+10.1%	+9.3%
Small Value average	4.4%	-0.9%	5.5%	18.8%	23.4%	18.2%	7.7%	10.2%	10.7%
Difference	+4.2%	+2.5%	+2.6%	-2.3%	-0.8%	-1.1%	+0.9%	-0.1%	-1.5%

Holdings

The 10 largest positions make up 9.4% of the fund.

Top holdings

Largest holdings by weight
Ticker	Holding	Weight
DINO	HF Sinclair Corp	1.17%
EPAM	EPAM Systems Inc	1.03%
SM	SM Energy Co	0.98%
APA	APA Corp	0.97%
GAP	Gap Inc	0.93%
G	Genpact Ltd	0.90%
UHS	Universal Health Services Inc Class B	0.89%
PR	Permian Resources Corp Class A	0.87%
OVV	Ovintiv Inc	0.83%
CF	CF Industries Holdings Inc	0.81%

Portfolio valuation

Weighted averages of what the fund holds.

P/E: 10.8
P/B: 1.4
P/S: 0.9
P/CF: 6.3

Sector allocation

Share of the equity the fund holds.

Financial services23.6%
Consumer discretionary18.5%
Energy13.5%
Industrials9.5%
Technology9.1%
Real estate7.0%
Utilities5.2%
Materials4.2%
Consumer staples4.2%
Health care3.6%
Communication services1.5%

Asset mix

Stocks99.9%
Cash0.1%

ETF details

Issuer: First Trust
Category: Equity · Small Value
Ticker: FNK
Exchange: Nasdaq
Inception: 19 Apr 2011 (15.5 years)
Structure: Exchange Traded Fund
Expense ratio: 0.74% (category 1.09%)
Holdings turnover: 104% (category 107%)
Distribution yield: 1.66%
Beta, 3 years: 0.87
Total net assets: $212.5M

Prices and returns as of 30 Oct 2026; total return with distributions reinvested, before brokerage and taxes. Not investment advice.

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