First TrustSmall ValueFNK · Nasdaq

First Trust Mid Cap Value AlphaDEX Fund (FNK)

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Price: $63.49; —11 Sept 2026
Assets: $231.5M; Total net assets
Expense ratio: 0.74%; Category 1.09%
Yield: 1.41%; Trailing distributions

1Y return: 14.0%-5.0%; Category 19.0%
3Y CAGR: 13.5%-1.8%; Category 15.3%
5Y CAGR: 9.2%+0.5%; Category 8.6%

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First Trust Mid Cap Value AlphaDEX Fund

Calendar-year returns

Fund only: no comparison series covers this fund's history.

Risk statistics

Five years of daily closes. Risk-free rate 4% a year.

Standard deviation: —
Maximum drawdown: —
Sharpe ratio: —
Sortino ratio: —
Beta: —
Alpha: —
R²: —
Information ratio: —
Upside capture: —
Downside capture: —
Tracking error: —

Trailing returns compared with benchmark
Period	1M	3M	6M	YTD	1Y	3YCAGR	5YCAGR	10YCAGR	LaunchCAGR
ETF	-1.3%	+3.6%	+13.4%	+14.9%	+14.0%	+13.5%	+9.2%	+9.9%	+9.2%
Small Value average	-2.6%	2.2%	16.5%	18.9%	19.0%	15.3%	8.6%	10.1%	11.1%
Difference	+1.3%	+1.4%	-3.2%	-4.0%	-5.0%	-1.8%	+0.5%	-0.2%	-1.9%

Holdings

The 10 largest positions make up 9.3% of the fund.

Top holdings

Largest holdings by weight
Ticker	Holding	Weight
EPAM	EPAM Systems Inc	1.04%
DINO	HF Sinclair Corp	1.02%
SM	SM Energy Co	1.00%
G	Genpact Ltd	0.97%
APA	APA Corp	0.93%
PR	Permian Resources Corp Class A	0.89%
LAD	Lithia Motors Inc Class A	0.89%
OVV	Ovintiv Inc	0.87%
CF	CF Industries Holdings Inc	0.84%
GAP	Gap Inc	0.84%

Portfolio valuation

Weighted averages of what the fund holds.

P/E: 11.7
P/B: 1.5
P/S: 1.0
P/CF: 6.9

Sector allocation

Share of the equity the fund holds.

Financial services23.5%
Consumer discretionary18.5%
Energy13.8%
Industrials9.5%
Technology9.0%
Real estate6.9%
Utilities5.1%
Materials4.4%
Consumer staples4.4%
Health care3.4%
Communication services1.5%

Asset mix

Stocks99.8%
Cash0.2%

ETF details

Issuer: First Trust
Category: Equity · Small Value
Ticker: FNK
Exchange: Nasdaq
Inception: 19 Apr 2011 (15.4 years)
Structure: Exchange Traded Fund
Expense ratio: 0.74% (category 1.09%)
Holdings turnover: 87% (category 107%)
Distribution yield: 1.41%
Beta, 3 years: 0.85
Total net assets: $231.5M

Prices and returns as of 11 Sept 2026; total return with distributions reinvested, before brokerage and taxes. Not investment advice.

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